Remediation Task Queue
11 tasks in flight — 7 raised by RUN-047 within minutes of the CUSPA amendment landing, 2 by the RUN-049 corpus pass, the rest older register findings still closing. Each one is chained task ← obligation ← clause, so nothing in the queue exists without a paragraph of the circular demanding it. Orange means a date has slipped.
what this closes ▸
File the account-opening request with the depository for a separate demat account designated 'Client Unpaid Securities Pledgee Account', confirm the CUSPA tag is applied, and restrict operational access to the pledge workflow only. Depository confirmation becomes the bound evidence for OBL-SB-101.
what this closes ▸
Remediate and re-test the two medium-severity findings left open from the last VAPT cycle, capture closure verification through the Poneglyph scan engine, and re-bind EV-015 so OBL-SB-021 returns to met before the 2026-08-20 closure re-validation deadline.
what this closes ▸
Finalise the draft policy on handling of clients' unpaid securities with the payment window capped at five trading days from pay-out, table it at the next board meeting for approval, and archive the signed minute. Draft is uploaded as EV-020; the register entry stays pending-review until the compliance officer signs off the mapping.
what this closes ▸
Draft and deploy event-triggered email/SMS templates carrying the three mandated fields — securities pledged, amount outstanding, invoke/release date — fired on pledge creation, with per-intimation delivery logging retained for audit.
what this closes ▸
Collect the exchange approval letter and allotted unique identifier for every live strategy, reconcile the inventory against the strategies actually deployed, and file both against DOC-REQ-017. Until that document arrives the deployment gate cannot be evidenced and OBL-SB-025 stays unverifiable — the control may well be running, but the engine reports what it can prove.
what this closes ▸
Close the nomination coverage gap (currently 94.1%) by obtaining nomination or opt-out declarations from the 214 remaining legacy accounts. Weekly campaign tracking; coverage report EV-019 refreshes as accounts complete.
what this closes ▸
Extend the post-pay-out job to create an auto-pledge in favour of the CUSPA for every unpaid position via the depository pledge API — no client instruction required — and wire the day-5 invocation decision with day-6 auto-release fallback per para 46.5. Reconciled pledge-creation log is the evidence spec.
what this closes ▸
Build the end-of-day job that reconciles the maximum value of securities eligible for CUSPA pledge against aggregate unpaid client obligations, raises exceptions to operations, and preserves each day's output in the records vault per para 46.11.
what this closes ▸
Place the outsourcing policy before the board for approval, attach the vendor register showing which activities are outsourced to whom, and confirm no principal activity has been outsourced. Filed against DOC-REQ-023, which is the open ask holding OBL-SB-030 at gap.
what this closes ▸
Legal addendum reflecting the pledge-based CUSPA mechanism drafted, reviewed and disseminated to all 12,408 active clients via email and in-app notice, with delivery tracking and a completion report bound as evidence before the 2027-01-03 deadline.
what this closes ▸
Track the exchange operational guidelines (due ~2026-08-02), pin the confirmed phase-1 and phase-2 go-live dates, and run a documented readiness review ahead of the 2027-01-03 phase-2 effectivity covering agreements, T&C and policy dissemination.