Compliance Dashboard
Register posture, upcoming deadlines and the latest regulatory events for one SEBI-registered stock broker. Orange means something needs you.
Amendment
View the diff →SEBI amended Para 46 — unpaid securities now run on a pledge-based CUSPA regime
Circular HO/38/11/(9)2026-MIRSD-POD/I/15382/2026 · issued 2026-07-03 · caught by Watchtower 9 days ago · 10 obligations re-mapped, 33 untouched
Angel One Limitedverified · public filingsListing status Listed — NSE: ANGELONE · BSE: 543235Net worth (FY2025-26) ₹6,201.98 croreTotal client base 38.59 million (3.86 crore) · +18.8% YoY
An illustrative onboarding of a real listed intermediary. Identity, listing and financials are read from public filings and each fact carries its source; the compliance posture on this dashboard — obligations met or gapped, evidence, remediation — is simulated for the sandbox and asserts nothing about the firm’s actual compliance.43Obligations trackedMaster Circular + CUSPA amendment
25Met with evidence58% of register
8Open gapsall from the Jul 3 amendment
10Needs attention4 at risk · 6 pending review
Deadline runway — every open due date, drag to scrollsim-today 2026-07-12
◂ drag ▸
Registration3/3 met
Supervision & Oversight2/2 met
Part III · Dealings with Client8/19 met
Dealings with Client5/6 met
Margin & Collateral3/3 met
Trading Technology1/3 met
Cyber Security (CSCRF)2/3 met
Part IX · Miscellaneous4/5 met
Reporting0/2 met
9 of the circular’s 10 Parts carry obligations on this register. The other 1 are scoped, not forgotten — see the full Part filter →
Latest from the Watchtowerlive log →
Consultation Paper on Safeguards for Retail Participation in Algorithmic Trading
Consultation Paper — MIRSD (Jul 2026) · fetched 2026-07-09
Handling of Clients' Unpaid Securities by Trading Members — Amendment to Master Circular for Stock Brokers
HO/38/11/(9)2026-MIRSD-POD/I/15382/2026 · fetched 2026-07-03
Disclosure of Total Expense Ratio by Asset Management Companies — Revised Format
SEBI/HO/IMD/IMD-PoD-1/P/CIR/2026/54 · fetched 2026-04-14
Clarifications on the Cybersecurity and Cyber Resilience Framework (CSCRF) for SEBI Regulated Entities
SEBI/HO/ITD-1/ITD_CSC_EXT/P/CIR/2026/17 · fetched 2026-02-11
Agent pipelineall runs →