Sandbox environment — realistic simulated data · everything is explorable, nothing is actionable
sim-today 2026-07-12
Document vault · Angel One Limited

Document Vault

The Evidence Vault holds proof that a control ran. This holds the source material the engine learns the firm from28 requirements, each naming the profile fact that made us ask and the clause behind the ask, each parsed into the extractions that populate the entity profile and unlock obligations. One vault is proof of doing; this one is knowledge of being. Orange means an ask is still open.

14Verifiedparsed and signed off by the compliance officer
4Receivedparsed, awaiting the officer's sign-off
6Requiredasked for — nothing supplied
2Expiredsupplied once, now past its refresh cadence
2Waivedevaluated and not asked for, with the reason filed
Evidence vault — proof of doing

An artifact that shows a control ran: bound to an obligation, content-hashed, re-verified on a schedule. It answers did you do it.

open the evidence vault →
Document vault — knowledge of being

The source material the engine learns the firm from: asked for during onboarding, parsed into 92 fields across 20 documents, feeding the entity profile that decides which obligations exist at all. It answers who are you.

see how the asks were generated →
Open asks — 6 documents the engine is waiting onsim-today 2026-07-12
Open ask
6 of 26 raised requirements have nothing supplied against them
14 obligations sit downstream of them; 8 are not currently met. The rest are carried as met on evidence bound in the Evidence Vault — the missing document would corroborate those controls, not create them. Either way the engine holds the ask open rather than inferring a control from an adjacent document: what it cannot verify, it reports as unverified, never as compliant.
See what is blocked
DOC-REQ-004Part II · Supervision & Oversight
Required
QSB designation intimation from the exchange
why this was asked

Computed QSB parameters: approx. 6.76 million NSE active clients derived from a 14.79% share of NSE's 4.57 crore active base

AcceptedPDF
CadenceAnnual — the exchange republishes the QSB list each financial year
DOC-REQ-012Part III · Dealings with Client
Required
Board-approved unpaid securities policy (CUSPA)
why this was asked

Amendment: Para 46 as amended on 3 Jul 2026 (CUSPA pledge-based mechanism) — caught by the watchtower, mapped by RUN-047

AcceptedPDF
CadenceAnnual board review
DOC-REQ-017Part IV · Technology Related Provisions
Required
Algorithmic trading approvals and strategy inventory
why this was asked

Segment detected: algo-trading

AcceptedPDF · XLSX
CadenceOn each new strategy approval; annual inventory attestation
DOC-REQ-018Part IV · Technology Related Provisions
Required
AI/ML systems reporting form (Annexure-26)
why this was asked

Part IV item 61 — AI/ML applications offered to clients in the securities market

AcceptedPDF · XLSX
CadenceQuarterly
What the engine did not ask for — 2 filed non-asks

The registration scan walks every SEBI intermediary category and records the ones that produced no ask. An unrecorded non-ask is indistinguishable from an oversight, so each one is filed with the profile fact that made it unnecessary and is re-evaluated on every profile change. An inspector can audit the silence the same way they audit the asks.

DOC-REQ-027Waived
Portfolio management activity report

No SEBI Portfolio Manager registration was found in the entity profile. The registrations on file are stock broker, depository participant and research analyst, none of which carries the portfolio-management reporting obligation. The requirement is re-evaluated on every profile change — add a Portfolio Manager registration and this ask is raised automatically.

DOC-REQ-028Waived
Mutual fund scheme compliance certificate

The onboarded legal entity holds no AMC or mutual fund registration. The group's asset-management business sits in a separate legal entity that is outside the scope of this registration and this register. The watchtower reached the same conclusion independently when it ruled CATCH-004, an AMC-addressed circular, not-applicable.


Part VIII
Part VIII · Default Related Provisions produced no requirement at allIt is scoped out of this entity's register as event-driven — dormant until an exchange default notice reaches the Watchtower — so no document could hang off it. The Part is scoped, not deleted.read the scope determination →
The requirement matrix — 28 asks in circular order26 raised · 2 evaluated and not raised
loading the requirement matrix…
Parsing posture
92
fields extracted

Read out of 20 supplied documents, each with a page or section locator so the reading can be checked against the source.

3
below 0.75 — human review

Shown as read and flagged, never smoothed. The engine will not claim a control it could not read cleanly.

DOC-001 · Validity 0.72DOC-006 · Early Warning Mechanism upload reference 0.69DOC-015 · NSE active clients (derived) 0.62
20 / 26
answered at onboarding

Session ONB-001 closed 2026-07-10 with 43 obligations mapped across 9 applicable Parts.

Volunteer a document
The engine asks for what its rules say it should ask for. It will be incomplete.

A board minute that changes a control, an exchange letter that resets a deadline, a policy no clause named — the firm knows things the matrix does not. A volunteered document runs the same path as a requested one: fields extracted with confidence and locator, the entity profile updated only where the reading holds, and any obligation the document implies raised as a proposal into the human gate rather than written straight into the register. Nothing lands silently.

Nothing volunteered yet — every document in this vault arrived against an ask.

On what is real here

Angel One Limited is a real, listed, SEBI-registered stock broker, and this is an illustrative onboarding of a public entity using public filings. The only extracted values that are real are the identity and financial fields on DOC-015 — ISIN, listing, net worth, revenue, profit, client base and market share, reconciled from XBRL filings and the published June 2026 business update. Every other document record on this page — file names, page counts, audit periods, validity windows, upload trail and operational extractions — is simulated, and none of it is an assertion about the firm's actual documents or actual compliance. The named uploaders are the sandbox compliance team.